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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| AK | RA | APPROVED | 2019-12-11 |
| ID | RA | APPROVED | 2019-12-11 |
| TX | RA | APPROVED | 2019-12-11 |
| WA | RA | APPROVED | 2019-12-11 |
Branch Locations
805 Sw Broadway Suite 2400, Portland, OR 97205 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 01/2015 | 05/2018 |
| Empirical Wealth Management | Portland | OR | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-30 |
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