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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-10
TX RA APPROVED_RES 2012-09-24
IL RA APPROVED 2012-04-10
  • MN RA
    APPROVED
    Since 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2012-09-24
  • IL RA
    APPROVED
    Since 2012-04-10

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Dellwood, MN • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 04/2012 Present
Previous Registrations
Other Businesses

PEOPLE SERVING PEOPLE CHARITIES, INC. / 614 THIRD STREET SOUTH MINNEAPOLIS,MN 55415 / COMPANY/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / EMERGENCY SHELTER FOR HOMELESS CHILDREN AND THEIR FAMILIES / MEMBER OF BOARD OF DIRECTORS / / STRATEGY AND DIRECTION, INVESTMENT COMMITTEE / START DATE 07/01/2005 / Coastline Venture Partners Anthropic, LLC, CA United States , Information Technology ,SPV for private investment , Partner ,passive investor, Start date 6/16/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
  • S66 Uniform Combined State Law Examination
    2002-11-11
Other Names
  • Robert Sterling Metcalf

View on SEC IAPD

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