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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-15
  • FL RA
    APPROVED
    Since 2025-05-15

Branch Locations

372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Southport NC 10/2011 01/2018
Bbtis Charlotte NC 11/2011 01/2018
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Bank Gastonia NC 01/2018 01/2019
Bb&T Investments Charlotte NC 01/2018 02/2021
Bb&T Charlotte NC 01/2019 02/2021
Suntrust Investment Services, Inc. Atlanta GA 01/2020 03/2020
Suntrust Investment Services, Inc. Atlanta GA 03/2020 02/2021
Truist Investment Services, Inc. Palm Beach FL 02/2021 05/2022
Truist Advisory Services, Inc. Atlanta GA 02/2021 05/2022
Bmo Bank Na West Palm Beach FL 08/2022 04/2025
Lpl Financial Llc West Palm Beach FL 11/2022 04/2025
Cetera Investment Services Llc Saint Cloud MN 04/2025 Present
Cetera Investment Advisers Llc West Palm Beach FL 04/2025 Present
  • 10/2011 → 01/2018
    Bb&T Bank
    Southport, NC
  • 11/2011 → 01/2018
    Bbtis
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2018 → 01/2019
    Bb&T Bank
    Gastonia, NC
  • 01/2018 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2019 → 02/2021
    Bb&T
    Charlotte, NC
  • 01/2020 → 03/2020
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 03/2020 → 02/2021
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 02/2021 → 05/2022
    Truist Investment Services, Inc.
    Palm Beach, FL
  • 02/2021 → 05/2022
    Atlanta, GA
  • 08/2022 → 04/2025
    Bmo Bank Na
    West Palm Beach, FL
  • 11/2022 → 04/2025
    West Palm Beach, FL
  • 04/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2025 → Present
    West Palm Beach, FL
Previous Registrations
  • 2023-01-27 → 2025-04-28
    San Diego, CA
    West Palm Beach, FL
    West Palm Beach, FL
  • 2021-02-17 → 2022-06-08
    Atlanta, GA
    Jupiter, FL
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Gastonia, NC
    Charlotte, NC
    Carolina Beach, NC
    Charlotte, NC
    Palm Beach, FL
    Richmond, VA
  • 2011-11-10 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Southport, NC
    Carolina Beach, NC
  • 2011-01-04 → 2011-10-27
    Wilmington, NC
    Raleigh, NC
  • 2009-07-30 → 2010-02-25
    Mclean, VA
    Charlotte, NC
Other Businesses

1.) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD. 2.) RENTAL PROPERTY; ONWER OF COMMERCIAL REAL ESTATE, SALON SUITES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-29
S63 Uniform Securities Agent State Law Examination 2008-11-25
  • S66 Uniform Combined State Law Examination
    2009-07-29
  • S63 Uniform Securities Agent State Law Examination
    2008-11-25
Other Names
  • Joey Lynn Rimmer
  • Joey Johnson
  • Joey R Johnson

View on SEC IAPD

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