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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-15 |
Branch Locations
372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Southport | NC | 10/2011 | 01/2018 |
| Bbtis | Charlotte | NC | 11/2011 | 01/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Bb&T Bank | Gastonia | NC | 01/2018 | 01/2019 |
| Bb&T Investments | Charlotte | NC | 01/2018 | 02/2021 |
| Bb&T | Charlotte | NC | 01/2019 | 02/2021 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 01/2020 | 03/2020 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 03/2020 | 02/2021 |
| Truist Investment Services, Inc. | Palm Beach | FL | 02/2021 | 05/2022 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 05/2022 |
| Bmo Bank Na | West Palm Beach | FL | 08/2022 | 04/2025 |
| Lpl Financial Llc | West Palm Beach | FL | 11/2022 | 04/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | West Palm Beach | FL | 04/2025 | Present |
1.) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD. 2.) RENTAL PROPERTY; ONWER OF COMMERCIAL REAL ESTATE, SALON SUITES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-25 |
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