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Denver, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2004-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davis & Ceriani, P.C. | Denver | CO | 12/1988 | Present |
| First Chicago Group | Denver | CO | 12/2004 | Present |
DAVIS AND CERIAN. 1350 17TH ST #400 DENVER CO 80202. NON INVESTMENT RELATED. STARTED 12/1988. POSITION LEGAL ASST. NATURE OF BUSINESS SECURITIES LAW APPOX HRS 30 A WEEK APPOS HRS DURING TRADING 2 HRS DUTIES ADMIN LEGAL ASST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-16 |
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