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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| TN | RA | APPROVED | 2017-07-14 |
Branch Locations
5885 Ridgeway Center Parkway Suite 216, Memphis, TN 38120 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Memphis | TN | 08/2009 | 07/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2017 |
| Lpl Financial Llc | Memphis | TN | 07/2017 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2017 | Present |
1)7/7/17- Trulytics Financial Corp- DBA for LPL Business (entity for LPL business)- Inv. Related- Memphis, TN- 90% 2)7/7/17- Petersbuilt Solutions- Business Owner- Basic web design- Non-Inv. Related- Memphis, TN- start date 1/1/2005- 10hrs/month 5% 3) 07/21/2017-Private Advisor Group-DBA:(Hybrid) Trulytics Financial Corp-Investment related-At reported business location(s)- Registered Investment Advisor DBA-start 7/14/2017-Hours per month 168/hours during trading 8-Time spent percent 90%-I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/21/17. I expect to spend approximately 168 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/20/2017 Private Advisor Group, LLC-Investment related-At reported business location(s)- Registered Investment Advisor Hybrid-start 7/14/2017-Hours per month 168/hours during trading 8-Time spent percent 100%-I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/20/17. I expect to spend approximately 168 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/06/2025- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 05/01/2025- 2 Hours Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-16 |
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