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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
TN RA APPROVED 2017-07-14
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • TN RA
    APPROVED
    Since 2017-07-14

Branch Locations

5885 Ridgeway Center Parkway Suite 216, Memphis, TN 38120 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Memphis TN 08/2009 07/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2017
Lpl Financial Llc Memphis TN 07/2017 Present
Private Advisor Group, Llc Morristown NJ 07/2017 Present
  • 08/2009 → 07/2017
    Morgan Stanley Smith Barney
    Memphis, TN
  • 01/2015 → 07/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2017 → Present
    Lpl Financial Llc
    Memphis, TN
  • 07/2017 → Present
    Morristown, NJ
Previous Registrations
  • 2009-11-05 → 2017-07-10
    Atlanta, GA
    Memphis, TN
    Memphis, TN
Other Businesses

1)7/7/17- Trulytics Financial Corp- DBA for LPL Business (entity for LPL business)- Inv. Related- Memphis, TN- 90% 2)7/7/17- Petersbuilt Solutions- Business Owner- Basic web design- Non-Inv. Related- Memphis, TN- start date 1/1/2005- 10hrs/month 5% 3) 07/21/2017-Private Advisor Group-DBA:(Hybrid) Trulytics Financial Corp-Investment related-At reported business location(s)- Registered Investment Advisor DBA-start 7/14/2017-Hours per month 168/hours during trading 8-Time spent percent 90%-I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/21/17. I expect to spend approximately 168 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/20/2017 Private Advisor Group, LLC-Investment related-At reported business location(s)- Registered Investment Advisor Hybrid-start 7/14/2017-Hours per month 168/hours during trading 8-Time spent percent 100%-I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/20/17. I expect to spend approximately 168 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/06/2025- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 05/01/2025- 2 Hours Per Month- 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-16
  • S66 Uniform Combined State Law Examination
    2009-10-16
Other Names
  • Bobby Peters

View on SEC IAPD

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