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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-03 |
| NY | RA | APPROVED | 2023-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life | Amherst | NY | 07/2016 | 02/2017 |
| Alderson & Gersitz Agency, Inc | Williamsville | NY | 05/2002 | Present |
| New York Life Insurance Company | Williamsville | NY | 03/2017 | 12/2022 |
| Nylife Securities, Llc | Williamsville | NY | 04/2017 | 12/2022 |
| Eagle Strategies Llc | Williamsville | NY | 09/2017 | 12/2022 |
| Roi Financial Group | Williamsville | NY | 11/2017 | Present |
| Nylife Securities Llc | Williamsville | NY | 06/2023 | Present |
| Eagle Strategies Llc | Williamsville | NY | 08/2023 | Present |
[ Alderson & Gersitz Agency, Inc dba Promark Associated Agencies, Inc; Investment related- No; 6470 Main St, Ste #2, Williamsville, NY 14221; Nature- P&C Agency; Officer; Start date- 01/2004; 5 Hours per month; some management, reporting and bookkeeping assistance] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; Investment related; 7 Limestone Drive, Williamsville, NY 14221; Insurance broker; Start date- 03/2017; 5 Hours/month] [OPERATING UNDER THE DBA NAME OF ROI FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WILLIAMSVILLE, NY; START DATE: 11/2017] [Property and Casualty Sales; I have a PC & BR property/casualty license; 7 Limestone Dr. Williamsville, NY 14221; Start Date 07/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-02-24 |
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