Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-06-19 |
| NV | RA | APPROVED | 2017-04-24 |
| KY | RA | APPROVED | 2017-04-10 |
| NC | RA | APPROVED | 2017-04-10 |
| PA | RA | APPROVED | 2017-04-10 |
| MA | RA | APPROVED | 2012-02-06 |
| OH | RA | APPROVED | 2012-02-01 |
| FL | RA | APPROVED | 2012-01-31 |
| AR | RA | APPROVED | 2012-01-30 |
| CA | RA | APPROVED | 2012-01-30 |
| CO | RA | APPROVED | 2012-01-30 |
| IL | RA | APPROVED | 2012-01-30 |
| IN | RA | APPROVED | 2012-01-30 |
| LA | RA | APPROVED | 2012-01-30 |
| TX | RA | APPROVED | 2012-01-30 |
| MO | RA | APPROVED | 2009-04-30 |
Branch Locations
16020 Swingley Ridge Suite 325, Chesterfield, MO 63017 • United States
15400 South Outer Forty Ste. 208, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Chesterfield | MO | 05/2005 | Present |
1. PINES FINANCIAL GROUP, INVESTMENT RELATED, 16020 SWINGLEY RIDGE, STE. 325., CHESTERFIELD, MO., 63017, OFFICER, 5/1/2005, 15, 0, DBA NAME. 2. BARRECA AGENCY POSITION: Representative NATURE: We use the Barreca agency for non-variable life insurance. No security business is done through this agency. Previously, this was under the OBAQ for general agent for General American Life Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2005 ADDRESS: 16020 Swingley Ridge Road, Ste. 325, Chesterfield MO 63017 DESCRIPTION: We use the Barreca agency for non-variable life insurance. No security business is done through this agency. Previously, this was under the OBAQ for general agent for General American Life Insurance. 3. PENN MUTUAL POSITION: Representative NATURE: Life Insurance through Penn Mutual INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/20/2019 ADDRESS: 16020 Swingley Ridge, Ste. 325, Chesterfield MO 63017, United States DESCRIPTION: Sell Life Insurance through Penn Mutual 4. NOTARY POSITION: Owner NATURE: Provide Notary Service to Clients FREE OF CHARGE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2020 ADDRESS: 16020 Swingley Ridge Road, Ste. 325, Chesterfield MO 63017, United States DESCRIPTION: Provide Notary Service to Clients FREE OF CHARGE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
Reach out to this advisor