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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-29 |
| IL | RA | APPROVED | 2024-01-04 |
| NC | RA | APPROVED | 2023-12-19 |
| WA | RA | APPROVED | 2020-06-16 |
| FL | RA | APPROVED | 2017-07-07 |
| TX | RA | APPROVED | 2016-03-29 |
| UT | RA | APPROVED | 2015-01-20 |
| MI | RA | APPROVED | 2014-03-14 |
| VA | RA | APPROVED | 2013-08-15 |
| GA | RA | APPROVED | 2012-06-18 |
| IN | RA | APPROVED | 2011-04-18 |
| KY | RA | APPROVED | 2010-03-26 |
| OH | RA | APPROVED | 2004-12-07 |
Branch Locations
419 Plum Street, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Cincinnati | OH | 08/2002 | Present |
| Park Avenue Securities | Cincinnati | OH | 10/2002 | Present |
| Guardian Life Insurance Company | Cincinnati | OH | 06/2024 | Present |
| Park Avenue Securities | Cincinnati | OH | 06/2024 | Present |
1. Other insurance policies-other term, whole life, disability or long-term care companies,. Start: 04/29/2011, Address: 419 Plum Street, Cincinnati, OH 45202, 1 bus hr per month, Investment related, 2) Erin Daniel LLC; Volunteer Parent (book)-authored a book under a pen name, entitled Volunteer Parent, Start: 09/05/2022, Address: 3515 Observatory Ave Cincinnati OH 45208, 15 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-13 |
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