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7500 N Dobson Rd Suite 151, Scottsdale, AZ 85256 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-27 |
Branch Locations
7500 N Dobson Rd Suite 151, Scottsdale, AZ 85256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Army Reserve | Buckeye | AZ | 02/2002 | Present |
| Rowland Carmichael Advisors, Inc. | Scottsdale | AZ | 10/2007 | 12/2020 |
| Mercer Global Advisors Inc. | Phoenix | AZ | 01/2021 | 02/2022 |
| Nemo Arms | Caldwell | ID | 02/2022 | 05/2024 |
| Fortitude Family Office | Scottsdale | AZ | 08/2024 | Present |
1. United States Army Reserve; Investment related: No; Location of the business: Washington D.C.; Description of the business: Reserve Officer in the Army; Position Title: MAJ (P); Responsibilities Duties: Command FxSP for Economic Warfare; Start date with business: 2002-02-14; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 5; Will an IRS form for income earned be received: Yes. 2. 1888 Gold Buckle Club Prescott Rodeo Committee; Is the business investment related: No; Location of the business: 840 Rodeo Dr, Prescott, AZ 86305; Description of the business: Support the Prescott Frontier Days Committee; Position Title: Treasurer; Start date with business: 2021-06-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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