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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-04
TX RA APPROVED 2023-04-04
  • MN RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED
    Since 2023-04-04

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Minneapolis MN 03/2023 Present
Jpmorgan Securities Llc Minneapolis MN 03/2023 Present
Olympus Ventures Llc Edina MN 02/2017 12/2022
Cornerstone Capital Management Edina MN 06/2013 12/2016
Unemployed Edina MN 01/2017 01/2017
Unemployed Edina MN 01/2023 02/2023
  • 03/2023 → Present
    Jpmorgan Chase Bank Na
    Minneapolis, MN
  • 03/2023 → Present
    Jpmorgan Securities Llc
    Minneapolis, MN
  • 02/2017 → 12/2022
    Olympus Ventures Llc
    Edina, MN
  • 06/2013 → 12/2016
    Cornerstone Capital Management
    Edina, MN
  • 01/2017 → 01/2017
    Unemployed
    Edina, MN
  • 01/2023 → 02/2023
    Unemployed
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-21
S65 Uniform Investment Adviser Law Examination 1999-11-10
  • S66 Uniform Combined State Law Examination
    2023-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-11-10
Other Names
  • Andrew Swen Ulland

View on SEC IAPD

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