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Lynda Reynoso Counts

Ameriprise Financial Services, LLC

Minneapolis, MN

Queen Creek, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-04
NV RA APPROVED 2022-11-01
HI RA APPROVED 2022-10-28
WA RA APPROVED 2022-10-26
CA RA APPROVED 2022-10-25
  • AZ RA
    APPROVED
    Since 2022-11-04
  • NV RA
    APPROVED
    Since 2022-11-01
  • HI RA
    APPROVED
    Since 2022-10-28
  • WA RA
    APPROVED
    Since 2022-10-26
  • CA RA
    APPROVED
    Since 2022-10-25

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Queen Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 06/2014 02/2017
Clg, Llc Gardena CA 09/2016 02/2017
First Allied Securities, Inc. San Diego CA 02/2017 10/2022
First Allied Advisory Services, Inc. San Diego CA 02/2017 11/2020
Cetera Advisors Llc Denver CO 02/2017 10/2022
Cetera Investment Advisers Llc Schaumburg IL 11/2020 10/2022
Ameriprise Financial Services, Llc Minneapolis MN 10/2022 Present
  • 06/2014 → 02/2017
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2016 → 02/2017
    Clg, Llc
    Gardena, CA
  • 02/2017 → 10/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 02/2017 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 02/2017 → 10/2022
    Cetera Advisors Llc
    Denver, CO
  • 11/2020 → 10/2022
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2020-11-12 → 2022-10-19
    Cetera Investment Advisers Llc
    San Diego, CA
  • 2017-02-01 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 2017-03-10 → 2018-03-23
    First Allied Securities, Inc.
    San Diego, CA
  • 2015-05-29 → 2017-02-07
    Cetera Wealth Services, Llc
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
Other Names
  • Lynda Lisa Reynoso

View on SEC IAPD

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