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Eduard Hendrik Van Raay

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Sag Harbor, NY

CRD 4587210

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-02
FL RA APPROVED 2012-01-19
  • NY RA
    APPROVED
    Since 2021-09-02
  • FL RA
    APPROVED
    Since 2012-01-19

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Sag Harbor, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Ft. Lauderdale FL 12/2011 Present
Kovack Advisors, Inc Ft. Lauderdale FL 12/2011 Present
  • 12/2011 → Present
    Kovack Securities, Inc
    Ft. Lauderdale, FL
  • 12/2011 → Present
    Ft. Lauderdale, FL
Previous Registrations
Other Businesses

1.PERSONAL FINANCIAL EDUCATION COUNSELING:INVESTMENT RELATED:09/2010-PRESENT:OCALA, FL/NEW YORK:COUNSELOR:10 HRS/WK:0 HRS DURING TRADING:ACTIVITIES AS A COUNSELOR,CONSULTING,FINANCIAL INTERMEDIATION.(12/12/11) 2) SALES OF LIFE INSURANCE AND ANNUITIES- 11 CEDAR HAVEN LANE, SAG HARBOR, NY 11963; NON-INVESTMENT RELATED; SERVICING AND SALES OF LIFE INSURANCE AND ANNUITIES; FINANCIAL ADVISOR AND BROKER/AGENT; 5% OF TIME SPENT 3) FINANCIAL EDUCATION LECTURES - VARIOUS ADDRESSES; INVESTMENT RELATED; PRESENTING EDUCATION LECTURES TO LIBRARIES, & COMMUNITY CENTERS; AUTHOR AND PRESENTER OF MATERIALS; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-09
S63 Uniform Securities Agent State Law Examination 2003-04-15
  • S65 Uniform Investment Adviser Law Examination
    2010-08-09
  • S63 Uniform Securities Agent State Law Examination
    2003-04-15
Other Names
  • Eduard Van Raay

View on SEC IAPD

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