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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-21 |
| TX | RA | APPROVED | 2020-01-21 |
Branch Locations
416 S. Center Street Suite 1, Ebensburg, PA 15931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ebensburg | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ebensburg | PA | 11/2016 | 01/2020 |
| Stifel Nicolaus & Co Inc | Altoona | PA | 01/2020 | Present |
1. Rental Property; Ebensburg, PA 15931; Residential Rental Properties; Owner; 06/01/2018; 15 Hours per Year; Not During Securities Trading Hours; Investment-Related. 2. Ebensburg Youth League; PO Box 834, Ebensburg, PA 15931; Youth Baseball; Board Member; Handling deposits and management of bank account; 09/30/2022; 30 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 3. SPG Ebensburg, LLC; 505 Belmont Avenue, Ebensburg, PA 15931; Commercial and Residential Rental Property Ownership and Management; Managing Member; Renting out commercial and residential spaces to tenants; 11/02/2020; 5 Hours per Week; Not During Securities Trading Hours; Investment-Related. 4. Ebensburg Main Street Partnership 300 West High Street Ebensburg PA15931; This is a civic group dedicated to the betterment of the Ebensburg community that organizes and operates many community events; Board Member At Large; Assisting with events that contribute to the betterment of our community; 01/17/2024; 1.00hr/month; During Securities Trading Hours; Not Investment-Related. 5. League President of Ebensburg Youth League; PO Box 834 Ebensburg PA 15931; Providing our community's youth to participate in recreation league youth baseball; President; General Administration of Activities of 10 other board members, 20 head coaches, and 200 players; 10/01/2025; 10 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-12 |
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