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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-14
  • PA RA
    APPROVED
    Since 2023-06-14

Branch Locations

615 West Highland Ave, Ebensburg, PA 15931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegheny Investments Ebensburg PA 01/2014 Present
Lpl Financial Ebensburg PA 06/2023 Present
  • 01/2014 → Present
    Ebensburg, PA
  • 06/2023 → Present
    Lpl Financial
    Ebensburg, PA
Previous Registrations
Other Businesses

1) 6/14/2023 - Scanlon & Wojton, LLC - Licensed Attorney - Not Inv. Related- Pittsburgh, PA- start date 4/1/2014- 8 -10 hrs/mth 2) 6/14/2023 - Maruca Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/15/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-15
  • S66 Uniform Combined State Law Examination
    2013-11-15
Other Names
  • Mike Tatarko

View on SEC IAPD

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