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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-31 |
| PA | RA | APPROVED | 2020-01-21 |
| TX | RA | APPROVED | 2020-01-21 |
Branch Locations
416 S. Center Street Suite 1, Ebensburg, PA 15931 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ebensburg | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ebensburg | PA | 11/2016 | 01/2020 |
| Stifel Nicolaus & Co Inc | Altoona | PA | 01/2020 | Present |
1. Seyco Land Group, LLC; 109 West Horner Street, Ebensburg, PA 16931; Real Estate; President; Oversee operations; 02/01/2015; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Seymour Business Holdings Inc; 109 West Horner Street, Ebensburg, PA 15931; Rental Properties; President; Oversee the rentals; 01/01/2014; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Ebensburg Country Club; 408 Manor Drive, Ebensburg, PA 15931; Golf course and club house; Board Member; Be active on the Board in making policy decisions in the operation of the club; 10/27/2020; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Young Peoples Community Center; 300 Prave Street, Ebensburg, PA 15931; Run non-profit organization that raises money for recreation; Secretary; Held run meetings and organize finances; 01/01/2001; 20 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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