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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-23 |
| TX | RA | APPROVED | 2024-07-22 |
Branch Locations
416 S. Center Street Suite 1, Ebensburg, PA 15931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | 04/2022 |
| University Of Alabama | Tuscaloosa | AL | 08/2017 | 05/2021 |
| Central Cambria High School | Ebensburg | PA | 08/2013 | 06/2017 |
| S&T Bank Of Pennsylvania | Indiana | PA | 06/2020 | 08/2020 |
| First National Bank Of Pennsylvania | Davidsville | PA | 06/2019 | 08/2019 |
| Central Cambria School District | Ebensburg | PA | 05/2018 | 08/2018 |
| Seymour Business Holdings | Ebensburg | PA | 06/2015 | 08/2017 |
| Merrill Lynch Pierce, Fenner & Smith, Inc | Charlotte | NC | 05/2022 | 07/2024 |
| Bank Of America, N.A. | Charlotte | NC | 08/2022 | 07/2024 |
| Stifel, Nicolaus & Company, Incorporated | Ebensburg | PA | 07/2024 | Present |
1. Seymour Business Holdings, Inc.;109 W Horner St Ebensburg PA 15931; Real estate holding company; Passive Partial Owner; 04/30/2016; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. Central Cambria Education Foundation Board; 208 Schoolhouse Road, Edensburg, PA 15931; Non-profit group; Board Member; 09/19/2024; 2 Hours per Month; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-24 |
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