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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-22
  • PA RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

416 S. Center Street Suite 1, Ebensburg, PA 15931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 04/2022
University Of Alabama Tuscaloosa AL 08/2017 05/2021
Central Cambria High School Ebensburg PA 08/2013 06/2017
S&T Bank Of Pennsylvania Indiana PA 06/2020 08/2020
First National Bank Of Pennsylvania Davidsville PA 06/2019 08/2019
Central Cambria School District Ebensburg PA 05/2018 08/2018
Seymour Business Holdings Ebensburg PA 06/2015 08/2017
Merrill Lynch Pierce, Fenner & Smith, Inc Charlotte NC 05/2022 07/2024
Bank Of America, N.A. Charlotte NC 08/2022 07/2024
Stifel, Nicolaus & Company, Incorporated Ebensburg PA 07/2024 Present
  • 06/2021 → 04/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2017 → 05/2021
    University Of Alabama
    Tuscaloosa, AL
  • 08/2013 → 06/2017
    Central Cambria High School
    Ebensburg, PA
  • 06/2020 → 08/2020
    S&T Bank Of Pennsylvania
    Indiana, PA
  • 06/2019 → 08/2019
    First National Bank Of Pennsylvania
    Davidsville, PA
  • 05/2018 → 08/2018
    Central Cambria School District
    Ebensburg, PA
  • 06/2015 → 08/2017
    Seymour Business Holdings
    Ebensburg, PA
  • 05/2022 → 07/2024
    Merrill Lynch Pierce, Fenner & Smith, Inc
    Charlotte, NC
  • 08/2022 → 07/2024
    Bank Of America, N.A.
    Charlotte, NC
  • 07/2024 → Present
    Ebensburg, PA
Previous Registrations
Other Businesses

1. Seymour Business Holdings, Inc.;109 W Horner St Ebensburg PA 15931; Real estate holding company; Passive Partial Owner; 04/30/2016; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. Central Cambria Education Foundation Board; 208 Schoolhouse Road, Edensburg, PA 15931; Non-profit group; Board Member; 09/19/2024; 2 Hours per Month; during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-28
S63 Uniform Securities Agent State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2022-04-28
  • S63 Uniform Securities Agent State Law Examination
    2021-09-24
Designations
Other Names
  • Collin Seymour
  • Collin Andrew Seymour

View on SEC IAPD

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