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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-14 |
| TX | RA | APPROVED_RES | 2023-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegheny Investments, Ltd. | Pittsburgh | PA | 07/1981 | 06/2023 |
| Lpl Financial Llc | Ebensburg | PA | 06/2023 | Present |
1) 06/14/2023 - Maruca Group - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business location(s) 2) 06/14/2023 - Non-Variable Insurance- Agent selling Fixed Rate Annuity products - Inv. Related- Ebensburg PA- start date 6/15/2023- 5% time spent 3) 06/14/2023 - Foster Financial Services Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 01/01/1996 - 1 Hour Per Month/ 1 Hour During Securities Trading - Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-11-19 |
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