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Daniel Russell Maggio

LPl Financial LLC

Lafayette, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-11
LA RA APPROVED 2004-06-01
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • LA RA
    APPROVED
    Since 2004-06-01

Branch Locations

1720 Kaliste Saloom Rd, #A-3, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette LA 05/2004 Present
Other Businesses

1. 10/22/2008 * NO BUSINESS NAME * Tax Prep/Accounting/CPA * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 5% 2.10/22/2008 - FIRST SOUTHERN FINANCIAL PLANNERS - NOT INV REL - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - 1% TIME SPENT - DO NOT PAY COMMISSIONS - OPERATING ACCOUNT FOR DEPOSITS AND PAYROLL 3. 10/22/2008 - NO BUSINESS NAME - NOTARY - NOT INV REL - 1% TIME SPENT - NOTARY 4. 10/22/2008 - WEBER AND MAGGIO - INV REL - NON-VARIABLE INSURANCE - 10% TIM SPENT - DBA-WEBER AND MAGGIO - OTHER-HEALTH INSURANCE 5. 07/08/2015 - WEBER & MAGGIO - INV REL - 1720 KALISTE SALOOM RD. , SUITE 9-A LAFAYETTE, LA 70508 - WEBER & MAGGIO - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 01/01/2003 - 152 HOURS PER MONTH, 152 DURING TRADING - INSURANCE 6. 11/10/2015 * Lions Den Properties * Real Estate Rental * not inv rel * at reported business location(s) * start 07/01/2015 * 2 hrs/mo not during secs trdg hrs. 7. 07/06/2016 * MEMT Properties LLC * Business Entity For Tax/Investment Purposes Only * INV REL * 1720 Kaliste Saloom Rd, Suite 9-A, Lafayette, LA 70508 * Tax Sale Property * START 01/01/2015 * 1 HR/MO; 0 HRS DURING SECS TRDG HRS. 8. 1/30/2017 - Le Carre Condo - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/30/2007 - 1 Hour Per Month/0 Hours During Securities Trading. 9. 1/9/2018 - Ashland Properties II - Investment Related - 1720 Kaliste Saloom Rd, Building A Lafayette, LA 70508 - Real Estate Rental - Start Date:03/01/2017 - 1 Hour Per Month/0 Hours During Trading - Rental of Le Carre Condo.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    2006-09-13
Designations

View on SEC IAPD

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