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Michael Gerard Zeiger

Cetera Investment Advisers LLC

San Diego, CA

CRD 4584745

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

1011 Camino Del Rio S Ste 530, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 06/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2015-04-16 → 2015-06-18
    San Diego, CA
    Chula Vista, CA
    La Mesa, CA
    El Cajon, CA
  • 2013-12-13 → 2015-04-13
    Cetera Advisors Llc
    San Diego, CA
  • 2011-12-19 → 2014-01-07
    Infinity Financial Services
    San Diego, CA
    San Diego, CA
  • 2008-05-05 → 2011-12-19
    Osaic Services, Inc.
    La Jolla, CA
    Phoenix, AZ
    San Diego, CA
  • 2008-05-06 → 2011-08-22
    B & C Wealth Management
    San Diego, CA
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 08/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 : APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 : POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, MEDICARE, ANNUITIES AND LONG TERM CARE ; (2) TELESIS TAX, NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; TAX PREPARATION; START 6/2015; 5 HOURS/WEEK DURING SECURITIES TRADING HOURS; TAX PREPARER. (3) MICHAEL ZEIGER; NOT INVESTMENT RELATED; 1025 S SUNSHINE AVE UNIT D, EL CAJON, CA 92020; RENTAL CONDOMINIUM; START 9/2007; 0 HOURS/WEEK; OWNER. (4) ELITE SHOW SERVICES; NOT INVESTMENT RELATED; 2878 CAMINO DEL RIO SO. STE 260, SAN DIEGO, CA 92108; EVENT SECURITY; START 6/2015; 5 HOURS/WEEK AFTER SECURITIES TRADING HOURS; SECURITY GUARD. (5) DBA TELESIS FINANCIAL; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START 6/2015; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; REGISTERED REPRESENTATIVE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-12
S63 Uniform Securities Agent State Law Examination 2003-01-29
  • S65 Uniform Investment Adviser Law Examination
    2004-04-12
  • S63 Uniform Securities Agent State Law Examination
    2003-01-29
Other Names
  • Michael Gerald Zeiger

View on SEC IAPD

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