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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
1011 Camino Del Rio S Ste 530, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 06/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 08/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 : APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 : POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, MEDICARE, ANNUITIES AND LONG TERM CARE ; (2) TELESIS TAX, NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; TAX PREPARATION; START 6/2015; 5 HOURS/WEEK DURING SECURITIES TRADING HOURS; TAX PREPARER. (3) MICHAEL ZEIGER; NOT INVESTMENT RELATED; 1025 S SUNSHINE AVE UNIT D, EL CAJON, CA 92020; RENTAL CONDOMINIUM; START 9/2007; 0 HOURS/WEEK; OWNER. (4) ELITE SHOW SERVICES; NOT INVESTMENT RELATED; 2878 CAMINO DEL RIO SO. STE 260, SAN DIEGO, CA 92108; EVENT SECURITY; START 6/2015; 5 HOURS/WEEK AFTER SECURITIES TRADING HOURS; SECURITY GUARD. (5) DBA TELESIS FINANCIAL; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START 6/2015; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; REGISTERED REPRESENTATIVE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-29 |
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