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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-11-06 |
| CO | RA | APPROVED | 2009-11-03 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Denver | CO | 11/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
NAME OF OUTSIDE BUSINESS: BRITISH AMERICAN CLUB - COLORADO BUSINESS INVESTMENT RELATED (Y/N): N ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): DENVER, CO DATE AFFILIATION BEGAN: 01/01/2006 TITLE: TREASURER YOUR DUTIES (BRIEF): RECEIVE CHECKS FOR MEMBERSHIP AND FUNCTIONS AND ISSUE CHECKS TO PAY FOR FUNCTIONS. # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 8
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-03 |
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