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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| CT | RA | APPROVED | 2012-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 06/2012 | Present |
| Bank Of America, N.A | Wellesley Hills | MA | 07/2012 | Present |
I*425623, Entity Type: Entity For Profit, Name of OBA: Smoktorious P.I.G. LLC, Address: Upton, Massachusetts 01568, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/25/2019, No Hours: 50, No Hours during trading: 0, Duties: Smoktorious P.I.G. LLC is a competition BBQ team. We currently do 1 to 2 competitions a year. I am the main cook. I*4552272 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO S K D RRA FBO S K D Address: Upton, Massachusetts, 1568 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/18/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-24 |
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