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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 05/2012 | 09/2016 |
| First Niagara Bank | Latham | NY | 05/2012 | 09/2016 |
| Lpl Financial | Latham | NY | 06/2026 | Present |
| Pioneer Bank | Latham | NY | 06/2026 | Present |
| Key Investment Services Llc | Albany | NY | 09/2016 | 03/2017 |
| Keybank | Latham | NY | 09/2016 | 05/2025 |
| Key Investment Services Llc | Albany | NY | 03/2017 | 05/2026 |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pioneer Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date : 06/2026 2. 06/2026 - Pioneer Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Albany NY 12211 – OBA Start Date: 05/18/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-23 |
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