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Elaine Rogers Elliott

Wells Fargo Advisors Financial Network, LLC

Midland, TX

CRD 4072772

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-12
  • TX RA
    APPROVED
    Since 2015-06-12

Branch Locations

600 N Marienfeld Ste 915 Ste 915, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Midland TX 06/2015 Present
Previous Registrations
Other Businesses

PAISANO FOUNDATION, INV RELATED, ALPINE, TX, BOARD MEMBER, START 11/2/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS TO REVIEW FINANCES AND INVESTMENTS, HEAR AND GRANT OR DENY DISTRIBUTION REQUESTS, DISCUSS ENDOWMENT AND ENCOURAGE GIVING VIA A CAPITAL CAMPAIGN.; POWER OF ATTORNEY FOR MOTHER IN LAW, INV RELATED, MIDLAND, TX, START: 9/1/2020, 10 HRS/MONTH, 1 HR DURING TRADING. BETTON ELLIOTT WEALTH MANAGEMENT, LLC. ; INV RELATED; MIDLAND, TX; LLC;50% OWNERSHIP; START DATE: 05/28/2024; 240 HRS PER MONTH; 240 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02
Other Names
  • Elaine Michelle Rogers
  • Elaine Michelle Elliott

View on SEC IAPD

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