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Judy A. Fredrickson

Ubs Financial Services Inc.

Minneapolis, MN

Excelsior, MN

Wayzata, MN

Kamas, UT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-01-03
TX RA APPROVED_RES 2014-06-10
MN RA APPROVED 2013-12-09
IL RA APPROVED 2012-04-10
  • UT RA
    APPROVED
    Since 2024-01-03
  • TX RA
    APPROVED_RES
    Since 2014-06-10
  • MN RA
    APPROVED
    Since 2013-12-09
  • IL RA
    APPROVED
    Since 2012-04-10

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Excelsior, MN • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Kamas, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 04/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-08
  • S66 Uniform Combined State Law Examination
    2002-11-08
Other Names
  • Judy Ann Fredrickson
  • Judy Ann Harlan

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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