Timothy A. Allen Shelton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-07-15
MD	RA	APPROVED	2026-07-10
MI	RA	APPROVED	2010-09-17
FL	RA	APPROVED	2010-02-22
TX	RA	APPROVED_RES	2009-05-20

IA RA
APPROVED

Since 2026-07-15
MD RA
APPROVED

Since 2026-07-10
MI RA
APPROVED

Since 2010-09-17
FL RA
APPROVED

Since 2010-02-22
TX RA
APPROVED_RES

Since 2009-05-20

Branch Locations

730 Penniman Avenue, Plymouth, MI 48170 • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Northville, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Plymouth	MI	06/2008	Present

06/2008 → Present

Ubs Financial Services Inc

Plymouth, MI

Previous Registrations

2005-07-06 → 2008-06-24

Chase Investment Services Corp.

Chicago, IL

Ann Arbor, MI
2005-05-11 → 2005-07-06

Banc One Securities Corporation

Ann Arbor, MI
2003-04-07 → 2004-11-26

Ubs Financial Services Inc.

Livonia, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-01

S66 Uniform Combined State Law Examination

2002-11-01

Other Names

Timothy Allen Shelton

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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