William Michael Mccarthy

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-12-17
OH	RA	APPROVED	2003-01-15

TX RA
APPROVED_RES

Since 2010-12-17
OH RA
APPROVED

Since 2003-01-15

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Cincinnati	OH	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-07

S66 Uniform Combined State Law Examination

2002-11-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

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