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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-14
NJ RA APPROVED 2022-09-30
  • TX RA
    APPROVED_RES
    Since 2022-10-14
  • NJ RA
    APPROVED
    Since 2022-09-30

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

100 Campus Dr, Morristown, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Edison NJ 04/2016 02/2017
Pnc Investments Edison NJ 04/2016 02/2017
Jp Morgan Securities Llc Warren NJ 02/2017 12/2018
Jpmorgan Chase Bank Warren NJ 02/2017 12/2018
Santander Bank, Na Boston MA 04/2019 07/2022
Santander Securities, Llc Dorchester MA 04/2019 07/2022
Unemployed North Plainfield NJ 12/2018 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 07/2022 Present
Bank Of America N.A. East Brunswick NJ 07/2022 Present
  • 04/2016 → 02/2017
    Pnc Bank
    Edison, NJ
  • 04/2016 → 02/2017
    Pnc Investments
    Edison, NJ
  • 02/2017 → 12/2018
    Warren, NJ
  • 02/2017 → 12/2018
    Jpmorgan Chase Bank
    Warren, NJ
  • 04/2019 → 07/2022
    Santander Bank, Na
    Boston, MA
  • 04/2019 → 07/2022
    Dorchester, MA
  • 12/2018 → 04/2019
    Unemployed
    North Plainfield, NJ
  • 07/2022 → Present
    East Brunswick, NJ
  • 07/2022 → Present
    Bank Of America N.A.
    East Brunswick, NJ
Previous Registrations
  • 2019-04-23 → 2022-07-07
    Aberdeen, NJ
    Villanova, PA
    Somerville, NJ
    Boston, MA
    Scotch Plains, NJ
    Somerville, NJ
    Villanova, PA
    Scotch Plains, NJ
    Bethlehem, PA
  • 2017-03-07 → 2019-01-04
    Warren, NJ
  • 2016-11-30 → 2017-02-27
    Edison, NJ
  • 2005-11-15 → 2012-02-27
    Avenel, NJ
  • 2004-10-20 → 2005-09-13
    Banc Of America Investment Services, Inc.
    Elizabeth, NJ
  • 2003-03-05 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-10
  • S66 Uniform Combined State Law Examination
    2016-10-10

View on SEC IAPD

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