James Steven Hammond

Current Employers

Employment History

• 04/2016 → 02/2017
  Fifth Third Bank
  Lexington, KY
• 04/2016 → 02/2017
  Fifth Third Securities
  Lexington, KY
• 04/2017 → 08/2023
  American Equity Investment Corporation
  New Albany, IN
• 09/2023 → Present
  Regulus Financial Group, Llc
  Kentwood, MI
• 12/2024 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Other Businesses

Business Name: JSH Financial Services, LLC - Investment Related: Yes - Address: 176 Pasadena Dr, Lexington, KY 40503 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative - Start Date: 3/01/2017 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: University Club of Kentucky - Investment Related: No - Address: 4850 Leestown Rd, Lexington, KY 40511 - Nature of Business: Golf club - Title or Relationship: Maintenance - Start Date: 3/21/2025 - Hours per month: 30 - Hours per month during trading hours: 0 - Duties: Clean carts and put them away. Ensure practice range is prepared.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-01
• S63 Uniform Securities Agent State Law Examination
  2002-09-17

Other Names

• Steve Hammond