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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-26 |
| MN | RA | APPROVED | 2022-09-02 |
| WI | RA | APPROVED | 2022-08-17 |
Branch Locations
30 E 7Th Street, Suite 2450, St Paul, MN 55101 • United States
Chanhassen, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 06/2017 | 08/2022 |
| Unemployed | Minneapolis | MN | 08/2016 | 06/2017 |
| Rw Baird | St. Paul | MN | 08/2022 | Present |
Name of Activity: VALHALLA CONSTRUCTION, LLC; Date Activity Started/modified: 04/2017; Type of Activity: SMALL BUSINESS; Role/Relationship: OWNER/PROPRIETOR; Responsibilities: SMALL CONSTUCTION BUSINESS; Income Per Year: UNDER $20,000; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END- Name/Address: Sandberg Properties LLC 604 Primrose Court Northfield MN 55057 Start Date: 10/6/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related Name/Address: Chanhassen Lions Club Foundation, Inc / PO Box 484, Chanhassen, MN 5317 Start Date: 06/12/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member for non-profit foundation. Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-10 |
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