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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-24 |
| CA | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED | 2025-01-14 |
Branch Locations
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
12760 High Bluff Drive Suite 260, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Diego | CA | 12/2008 | 11/2018 |
| Entrust Wealth Advisors, Llc | San Diego | CA | 11/2018 | Present |
| Arete Wealth Management Llc | Chicago | IL | 11/2018 | Present |
| Alphacore Capital, Llc | La Jolla | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-11 |
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