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John Charles Willis

Ubs Financial Services Inc.

San Diego, CA

Murietta, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-10-03
TX RA APPROVED 2013-10-03
  • CA RA
    APPROVED
    Since 2013-10-03
  • TX RA
    APPROVED
    Since 2013-10-03

Branch Locations

17180 Bernardo Center Drive Suite 100, San Diego, CA 92128 • United States

Murietta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 10/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-19
S63 Uniform Securities Agent State Law Examination 2002-08-29
  • S65 Uniform Investment Adviser Law Examination
    2002-09-19
  • S63 Uniform Securities Agent State Law Examination
    2002-08-29

View on SEC IAPD

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