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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-07-08
  • WV RA
    APPROVED
    Since 2024-07-08

Branch Locations

101 Washington Street East Suite 120, Charleston, WV 25301 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arnett Carbis Toothman Wealth Advisors Charleston WV 01/2016 06/2018
Buckingham Strategic Wealth, Llc Clayton MO 07/2018 Present
The Colony Group, Llc Boston MA 07/2024 Present
  • 01/2016 → 06/2018
    Arnett Carbis Toothman Wealth Advisors
    Charleston, WV
  • 07/2018 → Present
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2018-08-06 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    Charleston, WV
    St Louis, MO
  • 2016-01-25 → 2018-08-21
    Arnett Carbis Toothman Wealth Advisors Llc
    Charleston, WV
  • 2010-05-19 → 2016-01-07
    Bb&T Investment Services, Inc.
    Charleston, WV
    Charlotte, NC
    Charleston, WV
  • 2006-10-10 → 2010-03-12
    Harrisdirect Llc
    Jersey City, NJ
  • 2002-11-05 → 2003-12-09
    Morgan Stanley Dw Inc.
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-24
  • S66 Uniform Combined State Law Examination
    2002-10-24
Designations
Other Names
  • Chris Erlewine

View on SEC IAPD

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