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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-11 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Roseville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | Present |
(1) ROSEVILLE ICE ARENA; ADDRESS: 1009 ORLANDO AVE, ROSEVILLE CA 95661; BUSINESS DESCRIPTION: ICE ARENA; NOT INVESTMENT RELATED; START DATE: 05/19/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: GUIDANCE AND ADVICE TO ADVANCE PLAYER DEVELOPMENT WITHIN HOCKEY ASSOC; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
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