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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-08-03 |
| VA | RA | APPROVED | 2005-04-12 |
Branch Locations
1410 Incarnation Dr, Ste 203, Charlottesville, VA 22901 • United States
Charlottesville, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Charlottesville | VA | 04/2005 | Present |
1. 5/28/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - RGK INVESTMENTS, LLC - CREATED FOR TAX PURPOSES ONLY - NOT TO BE HELD OUT TO THE PUBLIC. - CHARLOTTESVILLE, VA 22902. 2. 09/28/2012: OTHER-STONE CARVING / REMAINS A HOBBY BUT THERE IS AN INCREASING POSSIBILITY THAT I MAY SELL SOME OF MY ACCUMULATED PIECES./ TIME SPENT 1% 3. 9/5/2017 - Lamplighters Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/28/2017 - 80 Hours Per Month/65 Hours During Securities Trading. 4. 07/11/2022 - No Business Name - Not Investment Related - Home Based - Other - Stamp sales - Start Date - 06/27/2022 - 6 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-24 |
| S66 | Uniform Combined State Law Examination | 2002-09-26 |
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