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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-09
MO RA APPROVED 2002-10-16
  • TX RA
    APPROVED
    Since 2006-11-09
  • MO RA
    APPROVED
    Since 2002-10-16

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 06/2002 Present
Bank Of America, Na Clayton MO 12/2009 Present
Other Businesses

I*62946 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COR JESU ACADEMY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63123 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/9/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SERVE ON THE ENDOWMENT CMTE I*42230 For profit or not for profit: For-Profit Organization Name of outside business organization: K-Properties Investment related: N Address of business: Clayton, Missouri 63105 Nature of business: Family Business, Position, title, association: Limited Partner, Start date of relationship: 1/1/1967 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: family partnership real estate investment I*842319 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Village of Four Seasons, Missouri, 65049 Nature of business: Position, title, association: Sole owner, Start date of relationship: 6/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11
Other Names
  • Charlie Erker

View on SEC IAPD

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