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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-11-09 |
| MO | RA | APPROVED | 2002-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 06/2002 | Present |
| Bank Of America, Na | Clayton | MO | 12/2009 | Present |
I*62946 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COR JESU ACADEMY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63123 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/9/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SERVE ON THE ENDOWMENT CMTE I*42230 For profit or not for profit: For-Profit Organization Name of outside business organization: K-Properties Investment related: N Address of business: Clayton, Missouri 63105 Nature of business: Family Business, Position, title, association: Limited Partner, Start date of relationship: 1/1/1967 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: family partnership real estate investment I*842319 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Village of Four Seasons, Missouri, 65049 Nature of business: Position, title, association: Sole owner, Start date of relationship: 6/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-11 |
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