Kent Shea Butler

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-07-01

TX RA
APPROVED

Since 2010-07-01

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Sugar Land	TX	07/2010	Present

07/2010 → Present

Ubs Financial Services

Sugar Land, TX

Previous Registrations

2009-06-01 → 2010-07-19

Morgan Stanley

Houston, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Houston, TX
2006-04-20 → 2007-04-02

Morgan Stanley Dw Inc.

Houston, TX
2004-02-18 → 2006-04-19

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Other Businesses

1) QUAIL VALLEY FUND H.O.A. / 3603 GLENN LAKES LN MISSOURI CITY,TEXAS 77459 / Other/ Real Estate / HOME OWNERS ASSOCIATION / Trustee / / MONTHLY BOARD MEETING AND MONTHLY HOME OWNERS MEETING / Start Date 4/11/16 HOME OWNERS ASSOCIATION /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-11
S63	Uniform Securities Agent State Law Examination	2003-04-03

S65 Uniform Investment Adviser Law Examination

2004-02-11
S63 Uniform Securities Agent State Law Examination

2003-04-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews