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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| TN | RA | APPROVED | 2012-12-06 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 12/2012 | Present |
1) Name of Business-Madonna Circle / Address- 2300 Hickory Crest Drive, Memphis, TN / Investment Related- NO / Nature-Fellowship of Catholic Women Serving the Memphis Community since 1936, Service organization in the greater Memphis community. Madonna Circle, organized in 1936, is a Catholic women's organization providing assistance to the community through volunteerism and fundraising. Our volunteerism main areas are focused on helping less advantaged children, adults in need, and community outreach in support of homelessness and food scarcity. Our fundraising has two parts: One charitable or non-profit group is selected to be Major Grant Recipient who is supported financially through our major fundraising effort, the ANNUAL SWEEPSTAKES. Additionally we raise funds for our community grant fund, the Blessings Fund, to meet urgent and unpredicted needs within the Memphis area. Our fundraising efforts have provided millions of dollars to our Memphis community. / Role- Member of Board of directors / Duty-Co-Chair of the Blessings Fund Committee. / Start Date-3/11/2024 / Time Required- No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-30 |
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