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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
PA RA APPROVED 2008-04-16
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • PA RA
    APPROVED
    Since 2008-04-16

Branch Locations

1605 N. Cedar Crest Blvd. #515, Allentown, PA 18104-2312 • United States

3101 Emrick Blvd Ste 217, Bethlehem, PA 18020 • United States

Easton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Allentown PA 04/2008 Present
Previous Registrations
Other Businesses

1. 8/9/2012 - ONE FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
  • S66 Uniform Combined State Law Examination
    2003-04-04
Designations

View on SEC IAPD

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