David Keene Mitchell

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-01
IN	RA	APPROVED	2021-04-30
MT	RA	APPROVED	2018-09-19
NJ	RA	APPROVED	2018-01-08
CA	RA	APPROVED	2018-01-02
CO	RA	APPROVED	2018-01-02
SC	RA	APPROVED	2018-01-02
TX	RA	APPROVED	2018-01-02
VA	RA	APPROVED	2018-01-02
AZ	RA	APPROVED	2017-05-23
NC	RA	APPROVED	2017-05-23
GA	RA	APPROVED	2016-08-02
OH	RA	APPROVED	2015-06-23
AL	RA	APPROVED	2013-01-02
FL	RA	APPROVED	2012-05-10
PA	RA	APPROVED	2012-05-04

NY RA
APPROVED

Since 2021-11-01
IN RA
APPROVED

Since 2021-04-30
MT RA
APPROVED

Since 2018-09-19
NJ RA
APPROVED

Since 2018-01-08
CA RA
APPROVED

Since 2018-01-02
CO RA
APPROVED

Since 2018-01-02
SC RA
APPROVED

Since 2018-01-02
TX RA
APPROVED

Since 2018-01-02
VA RA
APPROVED

Since 2018-01-02
AZ RA
APPROVED

Since 2017-05-23
NC RA
APPROVED

Since 2017-05-23
GA RA
APPROVED

Since 2016-08-02
OH RA
APPROVED

Since 2015-06-23
AL RA
APPROVED

Since 2013-01-02
FL RA
APPROVED

Since 2012-05-10
PA RA
APPROVED

Since 2012-05-04

Branch Locations

3500 Winchester Road Suite #102, Allentown, PA 18104 • United States

696 Front Street Rear, Nanticoke, PA 18634-4458 • United States

111 Grandview Avenue, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	05/2012	Present

05/2012 → Present

Centaurus Financial, Inc.

Anaheim, CA

Previous Registrations

2009-09-16 → 2012-06-04

Cambridge Investment Research Advisors, Inc.

Nanticoke, PA

Other Businesses

FORTHRIGHT INSURANCE & FORTHRIGHT INSURANCE,INC., NON-INVESTMENT RELATED, 111 GRANDVIEW AVE., HONESDALE, PA 18431, SALES OF FIXED, NON-INDEXED INSURANCE PRODUCTS, LIFE, DISABILITY, LONG TERM CARE, HEALTH AND ANNUITY, AGENT/BROKER, SINCE 6/1/2018, DEVOTED TIME IS 10 HOURS A MONTH, SERVICE AND SELL FIXED NON-INDEXED INSURANCE PRODUCTS. FORTHRIGHT TAX, INC., NON-INVESTMENT RELATED, 111 GRANDVIEW AVE., HONESDALE, PA 18431, TAX CONSULTING AND PREPARATION, SINCE 6/1/2018, DEVOTED TIME IS 10 HOURS A MONTH, PROVIDE PREPARATION OF FEDERAL TAX FORMS AND CONSULTATION ON TAX PLANNING MATTERS. FORTHRIGHT WEALTH PLANNING, NON-INVESTMENT RELATED, 111 GRANDVIEW AVE., HONESDALE, PA 18431, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, PROPRIETOR, SINCE 2/28/2017.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-23
S63	Uniform Securities Agent State Law Examination	2002-07-31

S65 Uniform Investment Adviser Law Examination

2004-09-23
S63 Uniform Securities Agent State Law Examination

2002-07-31

Designations

View on SEC IAPD

Current Employers

Centaurus Financial, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews