Lisa Dawn Vetter

Rbc Capital Markets, LLC

Hunt Valley, MD

CRD 4564079

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-03-13

MD RA
APPROVED

Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Abingdon, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Hunt Valley	MD	03/2009	Present

03/2009 → Present

Rbc Capital Markets Corporation

Hunt Valley, MD

Previous Registrations

2003-02-24 → 2009-03-13

Ferris, Baker Watts, Llc

Hunt Valley, MD

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-21

S66 Uniform Combined State Law Examination

2003-02-21

Other Names

Dawn Lisa Vetter

View on SEC IAPD

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Nearby Investors

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JOHN FRANCIS MORAN

Nearby Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

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