Lisa Dawn Vetter

Rbc Capital Markets, LLC

Hunt Valley, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-03-13

MD RA
APPROVED

Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Abingdon, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Hunt Valley	MD	03/2009	Present

03/2009 → Present

Rbc Capital Markets Corporation

Hunt Valley, MD

Previous Registrations

2003-02-24 → 2009-03-13

Ferris, Baker Watts, Llc

Hunt Valley, MD

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-21

S66 Uniform Combined State Law Examination

2003-02-21

Other Names

Dawn Lisa Vetter

View on SEC IAPD

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BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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