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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| CT | RA | APPROVED | 2018-10-09 |
| TX | RA | APPROVED_RES | 2018-09-17 |
Branch Locations
50 Merrick Road Ste 202, Rockville Centre, NY 11570 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbor Financial Services, Llc | Mobile | AL | 06/2009 | 09/2018 |
| Lpl Financial Llc | Rockville Centre | NY | 09/2018 | Present |
1) 09/06/2018 - Objective Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 160 hr/mth 2) 11/2/2020 - Carrosserie Imports - Not Investment Related - Home Based - Other-Business Owner - Start Date: 9/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Classic Car Imports.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-11 |
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