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Mike Mcgowan

J.P. Morgan Securities LLC

Plymouth, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

235 N Sheldon, Plymouth, MI 48170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plymouth MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Plymouth MI 05/2005 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Plymouth, MI
    Chicago, IL
    Livonia, MI
  • 2005-05-25 → 2005-07-06
    Banc One Securities Corporation
    Livonia, MI
  • 2002-10-06 → 2005-05-27
    Ubs Financial Services Inc.
    Livonia, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2002-10-01
Other Names
  • Michael James Mcgowan

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · PLYMOUTH, MI
FOGUTH WEALTH MANAGEMENT, LLC. · Plymouth, MI
LPL FINANCIAL LLC · PLYMOUTH, MI
SCHWARTZ INVESTMENT COUNSEL INC · PLYMOUTH, MI
EDWARD JONES · PLYMOUTH, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLYMOUTH, MI
PINNACLE WEALTH MANAGEMENT GROUP, INC. · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PLYMOUTH, MI

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