John Spencer Mallozzi

Current Employers

Employment History

• 09/2011 → 12/2017
  Columbus Circle Investors
  Stamford, CT
• 01/2018 → 12/2021
  Oppenheimer & Co. Inc.
  Stamford, CT
• 03/2022 → Present
  Bourgeon Capital Managment Llc
  Darien, CT

Previous Registrations

• 2018-02-16 → 2021-12-03
  Oppenheimer & Co. Inc.
  Stamford, CT

Other Businesses

(1) EDWARD MALLOZZI LP; INVESTMENT RELATED; 125 ELM STREET, APARTMENT 39, NEW CANAAN, CONNECTICUT 06840; FAMILY LIMITED PARTNERSHIP; LIMITED PARTNER; LIMITED PARTNER; START DATE APPROXIMATELY JANUARY 1995; ONE HOUR PER MONTH NOT DURING TRADING HOURS; PASSIVE LIMITED PARTNER; (2) CAROLINE REALTY LLC; INVESTMENT RELATED; POST OFFICE BOX 395, NEW CANAAN, CONNECTICUT 06840; FAMILY LIMITED LIABILITY COMPANY; MEMBER; MEMBER; START DATE APPROXIMATELY JANUARY 1998; THREE HOURS PER MONTH NOT DURING TRADING HOURS; PASSIVE MEMBER; (3) MALLOZZI WINHALL ACRES; INVESTMENT RELATED; 12 WINHALL ACRES ROAD, BONDVILLE, VERMONT 05340; RENTAL PROPERTY MANAGEMENT; MANAGER; MANAGER; START DATE APRIL 2012; ONE HOUR PER MONTH NOT DURING TRADING HOURS; INTERACT WITH RENTERS AND POTENTIAL RENTERS AND PAY BILLS; AND (4) HORIZONS AT NEW CANAAN COUNTRY SCHOOL; NOT INVESTMENT RELATED; 635 FROGTOWN ROAD, NEW CANAAN, CONNECTICUT; NOT-FOR-PROFIT ORGANIZATION; MEMBER OF BOARD OF GOVERNORS; MEMBER OF BOARD OF GOVERNORS; START DATE AUGUST 2019; ONE HOUR PER MONTH NOT DURING TRADING HOURS; OVERSIGHT OF ACTIVITIES OF ORGANIZATION

Exams

• S66 Uniform Combined State Law Examination
  2018-02-15
• S63 Uniform Securities Agent State Law Examination
  2002-11-11

Other Names

• Spencer Mallozzi