Timothy J Hummel

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 04/2016 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2014-03-18 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Orlando, FL
• 2006-01-20 → 2014-02-28
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
  Maitland, FL
• 2006-01-20 → 2006-08-15
  Kovack Securities Inc.
  Maitland, FL
  Fort Lauderdale, FL
  Winter Park, FL
  Marianna, FL

Other Businesses

1)DBA: Strategic Planning Partners, LLC - 7680 Universal Blvd, Ste. 198, Orlando, FL 32819; insurance and Financial Planning; Investment Related; Partner; running the business; 75% of time spent 2) Timothy J Hummel, Inc. - 7680 Universal Blvd, Ste. 198, Orlando, FL 32819; Teach CFP curriculum at TCC, Ken Zahn, Inc & Insurance Agency - Health and Life; Investment Related; President; Teach and review course for CFP exam, teach education courses at TCC. Sell and manage group and individual insurance policies; 25% of time spent 3) BK Performance Horses LLC - 2021 Brock Road, Orlando, FL; Non-Investment Related; Raising horses, breeding, feeding and training; Manager; 10-15% of time spent.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-01

Designations

• Certified Financial Planner

Other Names

• Timothy J. Hummel