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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-06-13
NC RA APPROVED 2016-05-20
GA RA APPROVED 2016-05-19
FL RA APPROVED 2016-05-06
TX RA APPROVED 2016-04-29
  • VA RA
    APPROVED
    Since 2016-06-13
  • NC RA
    APPROVED
    Since 2016-05-20
  • GA RA
    APPROVED
    Since 2016-05-19
  • FL RA
    APPROVED
    Since 2016-05-06
  • TX RA
    APPROVED
    Since 2016-04-29

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

7680 Universal Blvd Suite 198, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 04/2016 Present
Kovack Advisors, Inc. Fort Lauderdale FL 04/2016 Present
  • 04/2016 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 04/2016 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2014-03-18 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Orlando, FL
  • 2006-01-20 → 2014-02-28
    Ft. Lauderdale, FL
    Maitland, FL
  • 2006-01-20 → 2006-08-15
    Kovack Securities Inc.
    Maitland, FL
    Fort Lauderdale, FL
    Winter Park, FL
    Marianna, FL
Other Businesses

1)DBA: Strategic Planning Partners, LLC - 7680 Universal Blvd, Ste. 198, Orlando, FL 32819; insurance and Financial Planning; Investment Related; Partner; running the business; 75% of time spent 2) Timothy J Hummel, Inc. - 7680 Universal Blvd, Ste. 198, Orlando, FL 32819; Teach CFP curriculum at TCC, Ken Zahn, Inc & Insurance Agency - Health and Life; Investment Related; President; Teach and review course for CFP exam, teach education courses at TCC. Sell and manage group and individual insurance policies; 25% of time spent 3) BK Performance Horses LLC - 2021 Brock Road, Orlando, FL; Non-Investment Related; Raising horses, breeding, feeding and training; Manager; 10-15% of time spent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2005-08-01
Designations
Other Names
  • Timothy J. Hummel

View on SEC IAPD

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