David Francis Treft

Current Employers

Employment History

• 08/2013 → 05/2018
  Advantage Investment Management Llc
  Cincinnati, OH
• 07/2012 → 06/2018
  Lpl Financial, Llc
  Cincinnati, OH
• 06/2018 → 10/2020
  Private Client Services
  Mason, OH
• 01/2012 → Present
  Souders Financial Group
  Cincinnati, OH
• 06/2021 → Present
  Private Client Services
  Mason, OH

Previous Registrations

• 2013-08-12 → 2018-06-11
  Advantage Investment Management, Llc
  Cincinnati, OH
• 2009-09-23 → 2010-12-31
  Mml Investors Services, Llc
  Cincinnati, OH
  Cincinnati, OH
• 2007-06-13 → 2008-12-09
  Northwestern Mutual Investment Services, Llc
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1) GRACE BAPTIST CHURCH. 5595 MASON ROAD, MASON, OH 45040. CHURCH. CURRENT BOARD MEMBER FOR THE CHURCH. RESPONSIBLE FOR OVERSIGHT OF CHURCH OPERATIONS AND PROPERTY. 4 HRS/MO; 0 DURING TRADING HRS. 2) CLEARPOINT WEALTH ADVISORS. 5325 DEERFIELD BLVD, #106, MASON, OH 45040. FINANCIAL ADVISOR. 160 HRS/MO; 160 DURING TRADING HRS. 3) DAVID F TREFT, CPA. 5709 MASON ROAD, MASON, OH 45040. ACOUNTANT/BOOKKEEPING/CONTRACT CFO (BILLING DONE UNDER TREFT FINANCIAL SERVICES, INC). OWNER/ACCOUNTING DUTIES. 15 HRS/MO; 10 DURING TRADING HRS. 4) DAVID F TREFT. 5325 DEERFIELD BLVD, #106, MASON, OH 45040. NON-VARIABLE INSURANCE: LIFE, HEALTH, DISABILITY AND LONG TERM CARE. SALES AND SERVICE OF INSURANCE CLIENTS. 30 HRS/MO; 30 DURING TRADING HRS. 5) SOUDERS FINANCIAL ADVISORS, LLC. 5968 BRIDGETOWN ROAD, CINCINNATI, OH 45248. REGISTERED INVESTMENT ADVISOR, IAR AND ASSET MANAGEMENT. SALES AND SERVICE OF INVESTMENT CLIENTS. 100 HRS/MO; 100 DURING TRADING HRS. 6) TREFT FINANCIAL SERVICES, INC. 5325 DEERFIELD BLVD, #106, MASON, OH 45040. BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES (PASS THROUGH); INVESTMENT FEES AND COMMISSIONS. 7) BACK2BACK MINISTRIES. PO BOX 70, MASON, OH 45040. BACK2BACK MINISTRIES IS AN INTERNATIONAL CHRISTIAN NON-PROFIT ORGANIZATION DEDICATED TO BEING A VOICE FOR ORPHANS. INVESTMENT COMMITTE MEMBER-OFFICER EDUCATION, UNDERSTANDING AND GUIDANCE RELATING TO THE MINISTRY'S INVESTMENT ASSETS. 1 HR/MO; 0 DURING TRADING HRS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-06-18

Designations