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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-08-23 |
| NJ | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Yardley | PA | 07/2002 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Willow Grove | PA | 09/2002 | 07/2021 |
| Hicks-Strybuc, Llc | Yardley | PA | 11/2018 | 07/2021 |
| Lpl Financial Llc | Yardley | PA | 07/2021 | Present |
1) 08/16/2021 - Hicks-Strybuc LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 11/15/2018 2) 08/16/2021 - DBA for LPL Business (entity for LPL business) / Hicks Strybuc Financial Group / Investment Related/ At Reported Business Location(s) 3) 2/10/2023 - Hicks-Strybuc LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 11/15/2018 - 3 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-19 |
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