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Chris Chris Toomey

J.P. Morgan Securities LLC

Sugar Land, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2021-10-12

Branch Locations

2410 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sugar Land TX 07/2021 Present
J.P. Morgan Securities Llc Sugar Land TX 07/2021 Present
Exp Realty Self Employed Houston TX 06/2020 06/2021
Taylor Real Estate Group Houston TX 03/2015 06/2020
Ogden Athletic Club Ogden UT 04/2019 10/2019
Life Time Fitness Inc Houston TX 04/2017 07/2017
Lifetime Fitness Cypress TX 11/2019 02/2020
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 06/2020 → 06/2021
    Exp Realty Self Employed
    Houston, TX
  • 03/2015 → 06/2020
    Taylor Real Estate Group
    Houston, TX
  • 04/2019 → 10/2019
    Ogden Athletic Club
    Ogden, UT
  • 04/2017 → 07/2017
    Life Time Fitness Inc
    Houston, TX
  • 11/2019 → 02/2020
    Lifetime Fitness
    Cypress, TX
Previous Registrations
  • 2013-12-02 → 2015-01-07
    M Holdings Securities, Inc.
    Houston, TX
    Portland, OR
    Houston, TX
  • 2011-12-06 → 2013-12-05
    Kestra Investment Services, Llc
    Houston, TX
  • 2008-05-30 → 2011-12-06
    Weaver Wealth Management
    Dallas, TX
  • 2006-05-24 → 2008-05-27
    Raymond James Financial Services, Inc.
    Houston, TX
  • 2004-04-19 → 2006-05-16
    Rjl Financial Network, L.L.C.
    Omaha, NE
  • 2003-03-17 → 2006-05-08
    Raymond J. Lucia Companies, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-22
S65 Uniform Investment Adviser Law Examination 2003-01-27
S63 Uniform Securities Agent State Law Examination 2002-08-09
  • S66 Uniform Combined State Law Examination
    2021-09-22
  • S65 Uniform Investment Adviser Law Examination
    2003-01-27
  • S63 Uniform Securities Agent State Law Examination
    2002-08-09
Other Names
  • Chris Toomey
  • Chris Chris Toomey
  • Paul Christian Toomey

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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