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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-05
CO RA APPROVED 2004-10-05
  • TX RA
    APPROVED_RES
    Since 2014-06-05
  • CO RA
    APPROVED
    Since 2004-10-05

Branch Locations

5420 S Quebec St Ste 105, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenwood Village CO 09/2005 03/2020
Ameriprise Financial Services, Llc Greenwood Village CO 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 5420 S Quebec St, , Greenwood Village, CO, 80111; Investment-Related; 01/13/2020 / Single Family; 8863 Calypso Ct, , Naples, FL, 34112; Not Investment-Related; 02/24/2025. Business Ownership; BG Quebec, LLC; Manage real estate; Real Estate; 5740 E Ida Cir, , Greenwood Village, CO, 80111; Investment-Related; 01/13/2020; 1 to 9 hours per month; 0 during trading hours / GB & Associates LLC; Manager; Manage expenses for Financial Advisory practice.; 5420 S Quebec St, Suite 105, , Greenwood Village, CO, 80111; Not Investment-Related; 06/03/2015; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
  • S66 Uniform Combined State Law Examination
    2002-09-05

View on SEC IAPD

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