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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-06-01
  • UT RA
    APPROVED
    Since 2022-06-01

Branch Locations

3165 E. Millrock Dr Ste 100, Holladay, UT 84121 • United States

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-15
UT RA APPROVED 2022-02-15
  • TX RA
    APPROVED
    Since 2022-02-15
  • UT RA
    APPROVED
    Since 2022-02-15

Branch Locations

3165 E. Millrock Drive Suite 101, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Salt Lake City UT 06/2000 02/2022
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 02/2022
Lpl Financial Llc Holladay UT 02/2022 Present
Stratos Wealth Partners, Ltd Holladay UT 01/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-02-24
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2002-08-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Tooele, UT
    Salt Lake City, UT
    West Valley City, UT
    Salt Lake City, UT
    West Valley City, UT
Other Businesses

1) 1/2022- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Holladay, UT 2) 1/2022- Outcome Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Holladay, UT 3) 2/15/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 02/22/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/22/2022 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Outcome Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6) 02/24/2022 - Outcome Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2022 - 160 Hours Per Month/130 Hours During Securities Trading. 7) 03/03/2022 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Outcome Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/15/2022 - 160 Hours Per Month/130 Hours During Securities Trading. 8) 10/11/2022 - ZiWiFi Enterprises LLC - Not Investment Related - Layton UT 84040 - Business Entity For Tax/Investment Purposes Only - Start Date - 09/30/2022 - 10 Hours Per Month/0 Hours During Securities Trading 9) 4/4/2023 - Outcome Private Wealth - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/20/2023 - 6 Hours Per Month/0 Hours During Securities Trading 9) 12/04/2023 - OUTCOME Private Wealth Holdings - Non-Inv Related - At Reported Business location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2023 - 1 Hr/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-16
  • S66 Uniform Combined State Law Examination
    2002-08-16
Designations

View on SEC IAPD

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