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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-06-01 |
Branch Locations
3165 E. Millrock Dr Ste 100, Holladay, UT 84121 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-15 |
| UT | RA | APPROVED | 2022-02-15 |
Branch Locations
3165 E. Millrock Drive Suite 101, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Salt Lake City | UT | 06/2000 | 02/2022 |
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 02/2022 |
| Lpl Financial Llc | Holladay | UT | 02/2022 | Present |
| Stratos Wealth Partners, Ltd | Holladay | UT | 01/2022 | Present |
1) 1/2022- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Holladay, UT 2) 1/2022- Outcome Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Holladay, UT 3) 2/15/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 02/22/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/22/2022 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Outcome Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6) 02/24/2022 - Outcome Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2022 - 160 Hours Per Month/130 Hours During Securities Trading. 7) 03/03/2022 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Outcome Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/15/2022 - 160 Hours Per Month/130 Hours During Securities Trading. 8) 10/11/2022 - ZiWiFi Enterprises LLC - Not Investment Related - Layton UT 84040 - Business Entity For Tax/Investment Purposes Only - Start Date - 09/30/2022 - 10 Hours Per Month/0 Hours During Securities Trading 9) 4/4/2023 - Outcome Private Wealth - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/20/2023 - 6 Hours Per Month/0 Hours During Securities Trading 9) 12/04/2023 - OUTCOME Private Wealth Holdings - Non-Inv Related - At Reported Business location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2023 - 1 Hr/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-16 |
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