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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
30 Century Hill Drive Suite 300, Latham, NY 12110 • United States
Malta, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Latham | NY | 03/2008 | Present |
| Tiaa | Latham | NY | 03/2008 | Present |
HORSE RACING PARTNERSHIP POSITION: Partial Owner NATURE: horse racing owning small part of racehorse with friends - i have no decision making or financial authority, it is a hobby and likely produces no income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2024 ADDRESS: Home Address, Malta NY 12020, United States DESCRIPTION: No responsibilities - just watching horse race
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-15 |
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